Series 6 Exam Lessons

The Series 6 Exam lessons are audio lessons to assist in passing the Series 6 Exam which is required to sell investment company and variable contract products representative, including sales of mutual funds and variable annuities.

Candidates must pass both the Securities Industry Essentials (SIE) exam and the Series 6 exam to obtain the Investment Company and Variable Contracts Products registration.

Individuals passing these exams may be licensed to sell a limited set of securities products:

• Mutual funds
• Closed-end funds on the initial offering only
• Unit investment trusts
• Variable Annuities

This exam is administered by the Financial Industry Regulatory Authority (FINRA)

The Series 6 Exam is an entry level exam. To be able to offer other investment products to individuals such as Stocks and Bonds a Series 7 License is Required.

The exam candidate is required to master quite a bit of material. Our audio lessons are designed to act as an audio supplement to the regular book or classwork needed to prepare for this exam. The here is a pdf of the outline for the Series 6