Our SIE Exam Lessons will help you prepare for the New SIE Exam
Our Lessons are designed to teach you the logic underlying the exam material which you are expected to master in order to pass the SIE Exam
These Audio Lessons ARE NOT for those who are attempting to game the exam by memorizing answers to canned questions they hope will be on the exam.
Instead our Audio Lessons are designed for the serious student who truly wants to understand the financial services industry and its many investment products completely.
Franz teaches the investment product and concepts completely and uses personal anecdotes from his 35 year carrier in the investment services industry to illustrate the concepts he is teaching. Thus making it much easier to remember what is taught.
Total Course 36 hours 53 Min
The full download not including the bonus material is 2.2GB
Here is a link to the table of Contents
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What is tested on the SIE Exam?
This information is taken directly from the FINRA Web Site:
“The Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices.
The SIE is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years.
Passing the SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in securities business. In order to become registered to engage in securities business, an individual must pass the SIE and a qualification exam appropriate for the type of business the individual will engage in. The individual must be associated with a member firm to take a qualification exam.”